Question: 1
Environmental compliance information and training is most applicable and should be provided to which of the following departments?
Question: 2
The chief compliance officer of an organization should report to the
Question: 3
An organization should use due care not to delegate substantial discretionary authority to individuals the organization knows have a propensity to engage in illegal activities. Which of the following are steps an organization can take to ensure that such individuals are detected?
i. Screening of applicants for employment at all levels for evidence of past wrongdoing, especially past criminal convictions within the company's industry.
ii. Asking professionals about any history of discipline in front of licensing boards.
iii. Performing background checks on employees' or applicants' credit reports to ensure that they are financially sound and are unlikely to commit theft or fraud.
Question: 4
An ombudsperson is most effective when the individual
i. Is located on-site.
ii. Reports to the chief compliance officer or the board of directors.
iii. Is located off-site.
IV. Reports to no one, thus ensuring a whistle-blower's secrecy.
Question: 5
Employees have the most confidence in a hotline monitored by which of the following?
